Financial Industry Regulatory Authority

The Financial Industry Regulatory Authority is a private American corporation that acts as a self-regulatory organization that regulates member brokerage firms and exchange markets. FINRA is the successor to... Wikipedia

  • Predecessor:  National Association of Securities Dealers (1939–2007)
  • Headquarters:  Washington, D.C, United States
  • Key people:  Robert W. Cook (President & CEO), Eileen Murray (Chairperson)
  • Budget:  US$1.13 billion (2021)
  • Data source:  DuckDuckGo

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